1989
Examination
State Securities Law Exam

Series 63 - Uniform Securities Agent State Law Examination: Apr 5, 1989

2005
Examination
State Securities Law Exam

Series 10 - General Securities Sales Supervisor Exam - General Module: Apr 22, 2005

Series 9 - General Securities Sales Supervisor Exam - Options Module: Feb 22, 2005

 

2007
Registration
Southwest Securities, Inc. (CRD# 6220)

Role: Investment Advisor Location: Albuquerque, NM Duration: 3 years

2007
Examination
State Securities Law Exam

 

 State Securities Law Exam

Series 65 - Uniform Investment Adviser Law Examination: Jun 20, 2007

2010
Examination
State Securities Law Exam

Series 65 - Uniform Investment Adviser Law Examination

2015
Products Exam
SWS Financial Services, INC. (CRD#:17587)

8206 LOUISIANA BLVD NE SUITE A, ALBUQUERQUE, NM 87113
Registered with this firm since 4/6/2015

2020
Current Certification
SIE - Securities Industry Essentials Examination

Series 7 - General Securities Representative Examination

2020
Current Certification
Examination Passes

Principal/Supervisory Exams

General Industry/Products Exams

Series 7 - General Securities Representative Exam: Mar 18, 1989

SIE - Securities Industry Essentials Exam: Oct 1, 2018

State Securities Law Exam

Series 65 - Uniform Investment Adviser Law Examination: Jun 20, 2007

Series 63 - Uniform Securities Agent State Law Examination: Apr 5, 1989

2020
Current Certification
State Licenses​

Susan Rena Boekeloo is licensed in the following states:
Arizona, California, Colorado, Florida, Idaho, Iowa, Minnesota, New Mexico, New York, Ohio, Texas, Virginia, Washington